Brokers & dealers - Publications
Financial services and markets group bulletin - November 2008
In this issue: Smith & Williamson's annual financial services survey :: UK VAT exemption for fund management services :: TCF - the final stages
597 KBFinancial services & markets group bulletin - July 2008
In this issue: The offshore funds regime, Rogue trading, IRR update, Introducing Colin Aylott.
641 KBThe ICAAP toolkit - making the most of Pillar 2
Pillar 2 of the CRD establishes a joint supervisory process between the firms and the regulator to ensure that firms hold sufficient capital in respect of their risk profile.
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